Establishing Base Levels of Microcephaly in Brazil Prior to the Arrival of Zika Viral Illnesses

ABSTRACT

The increased reports of microcephaly in Brazil that began in October 2015 have alarmed the public health community. Measuring that increase is dependent upon the establishment of a base occurrence of this birth defect prior to the arrival of Zika viral illnesses. The Brazilian government reported an average of 156 cases per year from 2010 through 2014. The accuracy of that statistic is in question. It is possible to estimate the number of pre-Zika microcephaly cases in Brazil by examining the incidence of conditions known to cause microcephaly. By using only four of the known causes, the estimated case load exceeds 4,600 annually. This calls into question the historic number of reported cases as well as the provenance of the confirmed microcephaly cases in Brazil since October.

INTRODUCTION

In October 2015, the Brazilian Ministry of Health notified the World Health Organization that it was receiving reports of an unusual number of cases of microcephaly in newborns. The medical community suspected a link between prenatal Zika viral illnesses in expectant mothers and microcephaly in their fetuses and newborns. A reporting system was instituted and established criteria defining microcephaly for reporting purposes.

The Ministry issues weekly reports on microcephaly cases. A recent report accessed covers the period November 8, 2015, through May 28, 2016 and the Ministry has received 7,723 reports of microcephaly. [1] It has investigated about 59% of those reports. A total of 1,489 cases have been confirmed as microcephaly caused by an infection. 3,072 cases have been discarded as normal, or microcephaly not due to an infection. The remainder of the reports continue under investigation.

The United States Centers for Disease Control and Prevention (CDC) accepted that a maternal Zika viral illness is a cause of fetal microcephaly on April 13, 2016. [2] The World Health Organization (WHO) also agrees, stating “Based on a growing body of preliminary research, there is scientific consensus that Zika virus is a cause of microcephaly …” [3]

In the pre-Zika era, the most common medical definition for microcephaly used the circumference of the infant’s skull at 24 hours of age compared to an authoritative growth chart. Both the CDC [4] and the WHO [5] have produced these charts, though they differ. [6]

When the Brazilians began tracking microcephaly that could be related to a Zika viral illness, they established a fixed head circumference as the definition. In October, 2015, the definition was a skull measuring less than 33 cm. In December, the Ministry changed that to a measurement less than 32 cm. In March, 2016, the WHO definition was accepted, “<31.9 cm and <31.5 cm for full-term male and female babies respectively”. [7]

Microcephaly in a fetus is often accompanied by other central nervous system defects or developmental defects. The most severe result in fetal death or the death of the newborn in the first 24 hours of life. Co-morbid conditions and developmental delays after birth can range from severe to non-existent. Microcephaly can also appear in a normal child after birth, usually due to an infection such as chikungunya. [8]

The 7,723 reports in Brazil represent an extraordinary increase in such reports for the nation. In the five year period 2010 to 2014 the nation reported an average of 156 cases per year. [9] That data has been questioned by researchers. As an example, in the period 2006 to 2010, the state of Texas averaged 372 cases yearly in 323,000 annual live births. [10]

METHODOLOGY

Searches for pertinent research were conducted using Google Scholar and Pub Med. The initial search term was “incidence rate” “microcephaly”. This resulted in 1,140 returns in Google Scholar. In addition, the references and citations from pertinent papers were searched manually for additional studies and data sources.

To narrow the focus, the search criteria were changed to reflect the general categories that are known to result in microcephaly, genetic defects, maternal health and behaviors and the infectious diseases cited by the Brazilian Ministry of Health, syphilis, toxoplasmosis, rubeola, cytomegalovirus and herpes. [1] The searches followed the format “incidence rate” “microcephaly”“xxxxxxx”, with the third search term varying.

When data relating to the incidence of microcephaly due to a particular condition or infection was found, additional searches were conducted to determine if there was data specific to Brazil on the same topic.

Four topics illustrative of the known causes of microcephaly were selected for inclusion in this work, Down’s syndrome, Fetal Alcohol Syndrome, congenital toxoplasmosis infections and congenital cytomegalovirus infections. These topics selected were chosen for two reasons. The four topics provided the greatest number of studies and widest availability of data and also provided the widest availability of data from Brazil.

The number of live births in Brazil for 2011 through 2015 was obtained. [11] The incidence of birth defects in Brazil has been studied. Oliveira, in 2011, found that 2.8% of live births had one or more defects. [12] Costa, in 2006, in a large study in Rio de Janeiro, found a prevalence of 1.7%. [13] That study notes that higher prevalences had been reported in the past, likely due to the use of an existing database rather than a hospital-based study.

The greatest risk for error in this work is the varying definitions of microcephaly in use over the last several decades. As noted, Brazil has used three different measurements of head circumference as part of their definition of microcephaly in the last nine months. The growth charts from the CDC and from WHO differ because of the ethnicity and socioeconomic status of the subjects used in each analysis.

Many studies note that the incidence of medical conditions may vary by region in Brazil. That is true for the reports of microcephaly which may be related to Zika, where over 50% of all reports originate in three states, Bahia, Paraíba and Pernambuco.

Another likely source of error, under reporting of microcephaly, appear possible in the literature. Many studies that were read referred to CNS defects or to conditions in which microcephaly could be a subset.

The literature searches were performed in English. It is possible that studies that were solely published in other languages, and in Portuguese in particular, could contain relevant data.

RESULTS

Down’s syndrome is a common genetic disorder. The WHO suggests that the incidence of this condition is between 1 in 1,100 to 1 in 1000 live births worldwide. [14] Costa’s 2006 study found an incidence of Down’s of 6.39 per 10,000 in the Rio de Janeiro region of Brazil. Microcephaly is associated with Down’s syndrome (DS) extensively in the literature.

The incidence of that condition in the DS population is less well documented. One study documented six cases of microcephaly out of 16 patients, 37.5%. [15] Another study found over 60% of 295 patients with DS exhibited microcephaly. [16] A study in SE Brazil of 62 Down’s children found 67% had microcephaly. (17)

Available data was used to estimate the number of Down’s syndrome births in Brazil with microcephaly. The incidence in the 2006 Costa study of 6.39/10,000 was used to estimate total DS births and the number of microcephaly cases in those numbers was calculated using a rate of 60%. That resulted in an estimated 1,133 cases in 2015.

Alcohol consumption during pregnancy is linked to a variety of fetal defects including microcephaly. A study in 1999 estimated the incidence of Fetal Alcohol Syndrome (FAS) in Brazil as 1 in 1,000 births. [18] A study of Native Americans in the United States published in 2006 found a rate of microcephaly in patients with full PAS of 55.8%. [19] This suggests, for Brazil, an estimated 1,648 babies born in 2015 with both FAS and microcephaly.

Congenital cytomegalovirus (CMV) infection is another known cause of microcephaly. About 10% of infected infants will be born with birth defects, many quite severe. [20] A large study in southeastern Brazil, with 8,047 enrolled, estimated the incidence rate for congenital CMV as 1.08%. [21] An earlier study in that same region found an incidence of 2.6%. [22] Another large study found an incidence of 1%. [23]

Lanari, et al., found a rate of microcephaly in their cohort of 99 newborns with congenital CMV to be 31.8%. [24] A study from 1980 of 34 newborns with congenital CMV found that 70% had microcephaly. [25] Boppana, et al., found microcephaly in 53% of 102 neonates. [26]

For 2015, using an incidence of 1.08, taking 10% of that figure, and then 53% of that figure, the estimated number of cases of microcephaly in Brazilian newborns with congenital CMV for 2015 was 1,691.

Congenital toxoplasmosis (CT) is an infection of the fetus by a feline parasite, Toxoplasma gondii, through an infection of the mother during pregnancy or a previous infection which is latent. In 2007, Vasconcelos-Santos, et al, looked at 146,307 neonates in Minas Gerais, southeastern Brazil. [27] They found an incidence for congenital toxoplasmosis of 1 in 770 live births. Segundo and colleagues, in a 2004 study in that same state, found an incidence of 0.5%. [28] In a 2011 review, Vaz, et al., estimated that the incidence of congenital toxoplasmosis throughout Brazil was 1 in 1,613 births. [29]

Dubey, et al., in a 2012 review of the literature on CT in Brazil stated that “35% had neurological disease including hydrocephalus, microcephaly and mental retardation.” [30] In 2014, Rodrigues, et al., looked at a group of newborns in the state of Goiás and found a microcephaly rate of 10.93%. [31]

Using the Vaz estimate of CT, and the Rodrigues estimate of microcephaly in CT, the 2015 estimate for the combination in Brazil is 200 cases.

A retrospective study of six months of births in NE Brazil using 2007 data found that 2.8% of all births could be considered as microcephalic. [32] A similar study of births in the Brazilian state of Paraíba for the years 2012-2015 found that 2.07% of all births met the strictest of definitions used in the study. [33] The 2015 estimate of cases for Paraíba was 1,105. Either of these calculations results in a massive, and unlikely, number of microcephaly cases if applied nationally, over 59,000 yearly. The Latin American Collaborative Study of Congenital Malformations (ECLAMC) estimated the incidence of microcephaly in Brazil for 2015 as 1.98 / 10,000. That results in a calculation of 585 microcephaly cases. [34]

Table 1 shows the estimated number of cases of microcephaly in Brazil for each of the four studied causes. There are many others which would add to these estimates, other genetic defects, maternal diabetes, maternal drug use (including prescribed and over the counter drugs not approved for pregnant women), congenital herpes infections and congenital syphilis. The estimated incidence of microcephaly of 15.816 per 10,000 live births in Brazil is conservative in nature.

DISCUSSION

The true incidence of microcephaly in Brazil prior to the arrival of Zika is important because it allows the accurate assessment of any increase in cases due to maternal Zika viral illnesses. The case estimates for four causes of microcephaly in Brazil suggest that the birth defect has been seriously under reported. Reliance on the number of cases reported by the Brazilian government in the pre-Zika era should be limited by researchers and noted as in error by a factor of ten or greater.

The Brazilian Ministry of Health continues to report that their confirmed microcephaly cases are a result of an infection that is not necessarily Zika. The data suggests that Zika alone is not responsible for the cases of microcephaly in Brazil.

The author received no funding for this work. The author declares that no competing interests exist.

TABLES

CITATIONS

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  2. U.S. Centers for Disease Control and Prevention. CDC Concludes Zika Causes Microcephaly and Other Birth Defects. http://www.cdc.gov/media/releases/2016/s0413-zika-microcephaly.html
  3. World Health Organization. Zika virus and complications: Questions and answers. http://www.who.int/features/qa/zika/en/
  4. Centers for Disease Control and Prevention 2000 Growth Charts for the United States: Improvements to the 1977 National Center for Health Statistics Version. Cynthia L. Ogden, Robert J. Kuczmarski, Katherine M. Flegal, Zuguo Mei, Shumei Guo, Rong Wei, Laurence M. Grummer-Strawn, Lester R. Curtin, Alex F. Roche, Clifford L. Johnson. Pediatrics Jan 2002, 109 (1) 45-60; DOI: 10.1542/peds.109.1.45
  5. WHO. Head circumference-for-age. http://www.who.int/childgrowth/standards/hc_for_age/en/
  6. Onis M, Garza C, Onyango A, et al. Comparison of the WHO child growth standards and the CDC 2000 growth charts. J Nutr 2007;137:144–8.
  7. Butler, D. Zika and birth defects: what we know and what we don’t. Nature, March 21, 2016. doi:10.1038/nature.2016.19596
  8. Gérardin P, Sampériz S, Ramful D, Boumahni B, Bintner M, Alessandri J-L, et al. (2014) Neurocognitive Outcome of Children Exposed to Perinatal Mother-to-Child Chikungunya Virus Infection: The CHIMERE Cohort Study on Reunion Island. PLoS Negl Trop Dis 8(7): e2996. doi:10.1371/journal.pntd.0002996
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  10. National Center on Birth Defects and Developmental Disabilities, Centers for Disease Control and Prevention. Major Birth Defects Data from Population-based Birth Defects Surveillance Programs in the United States, 2006-2010. http://www.nbdpn.org/docs/DataDirectory2013_NBDPN_AR.pdf
  11. United States Census Bureau, International Programs Data Base. http://www.census.gov/population/international/data/idb/region.php?N=%20Results%20&T=13&A=separate&RT=0&Y=2001,2002,2003,2004,2005,2006,2007,2008,2009,2010,2011,2012,2013,2014,2015&R=-1&C=BR
  12. Oliveira, C. I., Richieri-Costa, A., Ferrarese, V. C. C., Vaz, D. C. M., & Fett-Conte, A. C. (2011). Birth defects in newborns and stillborns: an example of the Brazilian reality. BMC research notes, 4(1), 343.
  13. Costa, Cláudia Maria da Silva, Gama, Silvana Granado Nogueira da, & Leal, Maria do Carmo. (2006). Congenital malformations in Rio de Janeiro, Brazil: prevalence and associated factors. Cadernos de Saúde Pública, 22(11), 2423-2431. https://dx.doi.org/10.1590/S0102-311X2006001100016
  14. WHO. Genes and human disease. http://www.who.int/genomics/public/geneticdiseases/en/index1.html
  15. Korenberg, J. R., Chen, X. N., Schipper, R., Sun, Z., Gonsky, R., Gerwehr, S., … & Disteche, C. (1994). Down syndrome phenotypes: the consequences of chromosomal imbalance. Proceedings of the National Academy of Sciences, 91(11), 4997-5001.
  16. Ahmed, I., Ghafoor, T., Samore, N. A., & Chattha, M. N. (2005). Down syndrome: clinical and cytogenetic analysis. Journal of the College of Physicians and Surgeons-Pakistan: JCPSP, 15(7), 426-429.
  17. Pavarino Bertelli, Érika Cristina, Biselli, Joice Matos, Bonfim, Daiana, & Goloni-Bertollo, Eny Maria. (2009). Clinical profile of children with down syndrome treated in a genetics outpatient service in the southeast of Brazil. Revista da Associação Médica Brasileira, 55(5), 547-552. https://dx.doi.org/10.1590/S0104-42302009000500017
  18. Grinfeld, H., Goldenberg, S., Segre, C. A., & Chadi, G. (1999). Fetal alcohol syndrome in Sao Paulo Brazil. Paediatric and perinatal epidemiology, 13(4), 496-497.
  19. Kvigne, V. L., Leonardson, G. R., Neff-Smith, M., Brock, E., Borzelleca, J., & Welty, T. K. (2004). Characteristics of children who have full or incomplete fetal alcohol syndrome. The Journal of pediatrics, 145(5), 635-640. DOI: http://dx.doi.org/10.1016/j.jpeds.2004.07.015
  20. Gaytant, M. A., Steegers, E. A., Semmekrot, B. A., Merkus, H. M., & Galama, J. M. (2002). Congenital cytomegalovirus infection: review of the epidemiology and outcome. Obstetrical & gynecological survey, 57(4), 245-256.
  21. Mussi-Pinhata, M. M., Yamamoto, A. Y., Brito, R. M. M., de Lima Isaac, M., de Carvalhoe Oliveira, P. F., Boppana, S., & Britt, W. J. (2009). Birth prevalence and natural history of congenital cytomegalovirus infection in a highly seroimmune population. Clinical infectious diseases, 49(4), 522-528.
  22. Yamamoto, A. Y., Figueiredo, L. T., & Mussi-Pinhata, M. M. (1998). [Prevalence and clinical aspects of congenital cytomegalovirus infection]. Jornal de pediatria, 75(1), 23-28.
  23. YAMAMOTO, A. Y., Mussi-Pinhata, M. M., Isaac, M. D. L., AMARAL, F. R., CARVALHEIRO, C. G., ARAGON, D. C., … & Britt, W. J. (2011). Congenital cytomegalovirus infection as a cause of sensorineural hearing loss in a highly immune population. The Pediatric infectious disease journal, 30(12), 1043.
  24. Lanari, M., Lazzarotto, T., Venturi, V., Papa, I., Gabrielli, L., Guerra, B., … & Faldella, G. (2006). Neonatal cytomegalovirus blood load and risk of sequelae in symptomatic and asymptomatic congenitally infected newborns. Pediatrics, 117(1), e76-e83.
  25. Pass, R. F., Stagno, S., Myers, G. J., & Alford, C. A. (1980). Outcome of symptomatic congenital cytomegalovirus infection: results of long-term longitudinal follow-up. Pediatrics, 66(5), 758-762.
  26. BOPPANA, S. B., PASS, R. F., BRITT, W. J., STAGNO, S., & ALFORD, C. A. (1992). Symptomatic congenital cytomegalovirus infection: neonatal morbidity and mortality. The Pediatric infectious disease journal, 11(2), 93-98.
  27. Vasconcelos-Santos, D. V., Azevedo, D. O. M., Campos, W. R., Oréfice, F., Queiroz-Andrade, G. M., Carellos, É. V. M., … & Carneiro, A. C. D. A. V. (2009). Congenital toxoplasmosis in southeastern Brazil: results of early ophthalmologic examination of a large cohort of neonates. Ophthalmology, 116(11), 2199-2205.
  28. Segundo, G. R. S., Silva, D. A. O., Mineo, J. R., & Ferreira, M. S. (2004). A comparative study of congenital toxoplasmosis between public and private hospitals from Uberlândia, MG, Brazil. Memórias do Instituto Oswaldo Cruz, 99(1), 13-17.
  29. S Vaz, R., Rauli, P., Mello, R. G., & Cardoso, M. A. (2011). Congenital Toxoplasmosis: A Neglected Disease?–Current Brazilian public health policy. Field Actions Science Reports. The journal of field actions, (Special Issue 3).
  30. Dubey, J. P., Lago, E. G., Gennari, S. M., Su, C., & Jones, J. L. (2012). Toxoplasmosis in humans and animals in Brazil: high prevalence, high burden of disease, and epidemiology. Parasitology, 139(11), 1375-1424.
  31. Rodrigues, I. M., Costa, T. L., Avelar, J. B., Amaral, W. N., Castro, A. M., & Avelino, M. M. (2014). Assessment of laboratory methods used in the diagnosis of congenital toxoplasmosis after maternal treatment with spiramycin in pregnancy. BMC infectious diseases, 14(1), 349.
  32. Campos, J. S., Cunha, A. J. L. A. D., Machado, M. M. T., Rocha, S. G. M. O., Silva, A. C., Rocha, H. A. L., … & Correia, L. L. (2016). Microcephaly: normality parameters and its determinants in northeastern Brazil: a multicentre prospective cohort study.
  33. de Araújo, J. S. S., Regis, C. T., Gomes, R. G. S., & Tavares, T. R. (2016). Microcephaly in northeastern Brazil: a review of 16 208 births between 2012 and 2015. Bull World Health Organ, 4.
  34. ECLAMC. Final Document. http://www.nature.com/polopoly_fs/7.33594!/file/NS-724-2015_ECLAMC-ZIKA%20VIRUS_V-FINAL_012516.pdf

The Victims of Chikungunya

CHIKV pain

Over a year has passed since chikungunya swept across the Caribbean, and millions have contracted the mosquito borne illness. While most recovered after a miserable ten days, some patients continue to suffer joint pain. For a number of patients, the ongoing pain is nearly crippling.

We’ve reported in the past on the potential for this to occur. Lingering joint pain, arthralgia, is common. For some patients, it is constant while others experience period of remission and then a recurrence. Many report that the pain seems to settle into the sites of old, pre-illness, orthopedic injuries.

Tom Braak works with Faith in Action International in Verrettes, Haiti. In an exclusive e-mail interview, he talked about his illness.

I came down with chikungunya May 16 of last year. Had it bad for a couple months. Constant pain, at a much lesser level, continued until early December. Now I get pains on occasion, but nothing severe, more like bad arthritis I imagine. I’m 54, my wife, who is Haitian and 36 years old also had it. Not near as long, perhaps a month bad, and has mild occasional pains from it now. Ryan, our 5 year old son, had it for about two weeks. Like the rest of us, he has no residual pain.

Braaks story echos many others. The younger the patient, the less likely it seems that there will be any lingering symptoms. While in Haiti, Braak tried Tylenol and ibuprofen for pain relief with no effect.

Cherries were in season at that time in Haiti. The family was drinking a lot of cherry juice and he noticed that it seemed to help his pain. The juice is believed to have some medicinal qualities and Mr. Braak notes that others who have tried the remedy seem to have experienced the same benefits.

In December, while in the United States, Mr. Braack saw a physician and received a non-steroidal anti-inflamatory. That helped considerably. It may have been prednisone.

Lindsay Downham is another American who contracted chikungunya in Haiti in May, 2014.

Im 32 years old and I live in Haiti and I first got the virus last May and I still suffer with some lingering pain in wrists and hands almost daily.

Another patient who contracted chikungunya in Haiti is Laura. She became symptomatic about June 14, 2015.

the night before I got the fever I had pain in a knee that had been giving me problems. The next morning it was excruciating. I sat down and it just got worse and worse.

Then around noon on the 15 I got the fever followed by the worst joint/bone pain in my whole body. There was no possible way to get comfortable. I could not walk at all. My husband had to put a bucket right next to my chair and lift me on to it just to pee. (We do not have running water and have to use an outhouse).

The fever lasted about 4 days. Then I got a full body rash. It was worse on my hands and feet. Rash was about 5 days with some days of a low grade fever.

Her pain has not disappeared. The only joints that do NOT hurt in my body are my spine, right shoulder, and right elbow. All other joints hurt down to every toe bone. She has tried natural oils, creams and rubs, with no relief. A prescription anti-inflammatory provided some relief for about a month. She continues to seek medical assistance and advice.

Marie Puccio also caught chikungunya. She is 29 and a volunteer in Haiti long term. I have had chronic arthritis-like symptoms after getting it in June of last year. Her rash and then the pain settled into recent injury sites.

the rash localized on recent surgery sites and caused surgery healing complications

a hurt ankle from a minor motorcycle accident took 6 months to fully heal when it should have taken a week

Its a year later and my hands and feet are always swollen, I walk like an elderly person (particularly, just after waking up), and the exhaustion is relentless.

We do not know why some patients have the continuing pain. The long-term illness seems to mimic rheumatoid arthritis (RA) and some studies have shown that some patients met ACR criteria for seronegative RA.

A November 2014 article in The Rheumatologist has this to say about the treatment for chikungunya pain:

The mainstay of treatment in the acute phase is supportive measures with fluids and antiinflammatory agents (nonsteroidal antiinflammatory drugs [NSAIDs]).

There has been documentation of persistence of the virus in nonhuman primates weeks after infection

Lindsay Lohan CHIKV painLindsay Lohan, the pop star, caught chikungunya in the South Pacific last December. She has has continuing pain since, but it is not clear if it is continuous or remitting. She has been touting whole body cooling for relief, an unproven and costly treatment.

A study published this month details the real world experience at an arthritis clinic in the Dominican Republic. They saw 514 patients with chikungunya-related musculoskeletal manifestations.

  1. 457.46 (89 %) exhibited very good clinical response to nonsteroidal anti-inflammatory drugs (NSAIDs)
  2. 370 (72 %) require low-dose steroids
  3. 5 patients (0.97 %) required methotrexate therapy

The clinic also saw 53, of a total 328, existing rheumatoid arthritis patients who were on biological treatment and exhibited chikungunya-related musculoskeletal manifestations.

Of most patients, 51/53 responded to NSAIDs, of which, 23 patients only responded partially, and in total 25 (47.1 %) required low-dose steroids. Disease-modifying antirheumatic drug (DMARD) therapy including biologics remained unchanged in this population.

This study suggest the effectiveness of standard treatments for most patients with chikungunya joint pain. The course of treatment begins with nonsteroidal anti-inflammatory drugs and follows with low-dose steroids.

At least one study is about to get underway. It will be looking at patients in Baranquilla, Colombia, where chikungunya is raging this summer. It is titled Chikungunya Arthritis in the Americas.

Zika Is Coming: Establishing Base Levels of Microcephaly in the US and the Gulf Coast States

Abstract

The spread of Zika viral illnesses and the reports, from Brazil, correlating microcephaly and other birth defects with prenatal illness in the mother suggest that the United States in the near future may experience locally acquired outbreaks of the illness and an increased incidence of microcephaly. A base level for this birth defect should be established before that occurs. The presence of the mosquito vector for Zika in the states along the Gulf Coast suggests a need to establish an incidence rate for each of the states. Using data collected by the National Center on Birth Defects and Developmental Disabilities, a national incidence of microcephaly of 7.02/10,000 births was calculated. Four of the five Gulf Coast states have data that provides an incidence. Those rates range from 16.0/10,000 in Mississippi, 11.5/10,000 for Texas, 11.1/10,000 for Louisiana, to 6.4/10,000 in Florida. The existing data suggests that the incidence of microcephaly in the Gulf Coast states is elevated above the national incidence. Any future correlation between the arrival of Zika and cases of microcephaly in that region should take into account the existing high levels.

Introduction

Microcephaly is a fetal condition diagnosed in pregnancy or at birth and is linked to a variety of genetic causes, maternal behaviors and a number of infections contracted by the pregnant mother which pass to the fetus. The incidence of microcephaly can vary wildly because of the complex medical, social and economic factors involved. It is often, though not always, accompanied by a variety of other birth defects.

The Zika virus was first detected in the Western Hemisphere by Brazilian public health authorities in April, 2015. (1) As of March 17, confirmed autochthonous cases have been confirmed in 33 nations and territories in the Region of the Americas as designated by the Pan American Health Organization. (2) The U.S. Centers for Disease Control and Prevention (CDC) have received reports of 258 travel-associated Zika viral illnesses in the 50 states, and 283 locally contracted illnesses in Puerto Rico and the U.S. Virgin Islands as of March 16. (3)

Since the introduction of Zika in Brazil, that nation has noted an increase in the number of cases of microcephaly. That increase correlates to the arrival of the virus and a number of studies have found evidence of Zika infections in deceased newborns with that and other neurological conditions. A PubMed search for “Zika” and “microcephaly” for 2015 and 2016 reveals 77 items.

The vector for the Zika virus is the Aedes aegypti or Yellow Fever mosquito. It is active year-round in south Florida and sub-tropical parts of the Texas Gulf Coast. As the temperatures warm, the mosquito’s activity moves north into those areas where the weather is warm and wet enough. A recent study found that a population of Ae. Aegypti may be overwintering in Washington, D.C. (4) In the early years of the United States, yellow fever outbreaks were recorded as far north as Boston, Mass. (5)

It appears nearly certain that locally acquired Zika viral illnesses will appear in the continental United States. Determining the incidence of microcephaly before the arrival of Zika viral illnesses requires some effort. In the United States, microcephaly is not a notifiable condition as set by the CDC. The same is true for many state governments. Determining the pre-Zika base level for the condition, especially in the Gulf Coast states where the vector is presently active, is important in order to determine if there are any increases correlating with locally acquired Zika viral illnesses.

Methodology

Multiple Internet searches were done for government data on the incidence of microcephaly at the state level and from the federal government. In addition, PubMed and Google Scholar were searched for any published studies on the topic. Various investigators have discussed the incidence with respect to some of the known causes such as phenylketonuria but we located no studies of the combined, overall incidence.

There is no accepted national incidence rate for microcephaly. Various authorities cite a wide range of numbers. The CDC states that microcephaly incidence tracked at the state level ranges from 2/10,000 to 12/10,000 live births. (6) The State of Virginia Department of Health states that the incidence is 4/10,000 to 6/10,000. (7) The Cleveland Clinic describes the incidence on its website as from 1/8,500 births to 1/6,200 births. (8) Boston Childrens Hospital uses the highest estimate of all, 25,000 cases per year in the United States. (9)

Using the CDCs estimated of live births for 2014 of 3,988,076 (10), the seven authoritative incidence rates for microcephaly in the United States can be compared in Table 1.

Table 1
Comparison of Microcephaly Incidence Estimates for the United States
Source Incidence per 10,000 Estimated Cases
CDC

2.00

798

CDC

12.00

4,786

VaDoh

4.00

1,595

VaDoH

6.00

2,393

Cleveland Clinic

1.18

8,500

Cleveland Clinic

1.61

6,200

Boston Childrens

62.69

25,000

The National Center on Birth Defects and Developmental Disabilities, Centers for Disease Control and Prevention, collects data from a number of U.S. states and from the U.S. military on birth defects. It produces an annual report with this data. The last report which contained data on the incidence of microcephaly was produced in 2013 and contained data from the five year period 2006 through 2010. (11) At that time, 33 states and the Department of Defense provided data on microcephaly. The reports for 2014 and 2015 do not have such data.

Data for three states not included in the original data set was located during searches. This data is not from the same time period as the larger report. It will be discussed separately.

A spreadsheet was constructed, with columns for the state, the incidence, the number of live births in the period and the number of cases of microcephaly in the period. The average number of cases per year was calculated. Also calculated for each state was the percentage of live births and the percentage of cases with respect to the total live births and total cases.

The data from the Department of Defense was not excluded. The geographically widespread nature of DoD medical facilities suggests that its data could be broadly representative of the national incidence.

A final column of calculations was done for each state. The percentage of the total of live births for that state was divided by the incidence rate for the state, providing a weighted proportion which totals to an estimated national incidence.
Base levels of microcephaly in the US

Results

Gross analysis found that the 33 states and the DoD had an average incidence of microcephaly of 6.7/10,000. The median value was 5.75/10,000. The reported incidence for the entire data set ranges from a high of 19/10,000 for Alaska to a low of 0.5/10,000 in Maryland. Weighting the reported incidence of microcephaly for each state and the Department of Defense by the proportion of live births provides an estimated incidence for the entire data of 7.02/10,000.

The live births reported in the data set represent 63 percent of all live births in the United States for the five year period. (12) Applying that proportion and using the reported numbers of microcephaly cases, the national microcephaly case total for 2006 through 2010 is 17,736 or an average of 2,947 yearly.

Table 2 shows the data for the four Gulf Coast states that participated in the program and reported on microcephaly cases. Alabama did not track that condition. The four states reported 3,089 microcephaly cases, an average for the four of 617.8 per year. The four states represent 23.5 percent of the total reported live births in the data set and 33.3 percent of reported microcephaly.

Table 2
Microcephaly Data Reported by Gulf Coast States 2006-2010
State Incidence per 10,000 Live births Microcephaly cases
Florida

6.4

1,137,228

724

Mississippi

16.0

220,198

352

Louisiana

11.1

136,201

151

Texas

11.5

1,613,603

1,862

The CDC has finalized the national total live births for 2014. The total for each of the four Gulf states was located, as well. (13) Table 3 shows the estimated number of microcephalic births for 2014 for the nation and four of the states at immediate risk of Zika viral illnesses.

Table 3
Estimated Cases of Microcephaly 2014
State Incidence per 10,000 Live births Microcephaly cases
Florida

6.4

219,991

141

Mississippi

16.0

38,736

62

Louisiana

11.1

64,497

72

Texas

11.5

399,766

460

United States

7.02

3,988,076

2,800

Additional data from three states not included in the larger report was obtained from Arizona, Connecticut and Hawaii. A 1995 report from Arizona revealed an incidence rate that year of 11.1/10,000 and 81 cases of microcephaly. (14) The state of Connecticut has a report from 2001 to 2004, showing an incidence rate of 4.0/10,000 and 68 cases. (15) Hawaii has data available from 2001 to 2005, showing 62 microcephaly cases in the five year period and a calculated incidence of 6.7/10,000. (16)

Discussion

The loss of data on microcephaly from the national report on birth defects beginning with 2014 is regrettable. The data set used herein appears to represent the best collection of both national and state data available at this time. That stated, applying incidence rates from 2006-2010 to 2014 live births does carry a risk of error.

The incidence rates of microcephaly for Texas, Mississippi and Louisiana during 2006-2010 are in the top ten for all locations. Florida is number 16 on the list. This suggests that microcephaly is more common than average along the Gulf Coast of the United States. That is a key finding with import to measuring the effects of Zika viral illnesses in the region.

News reports have noted that the vector mosquito that transmits the Zika virus is already active in South Florida. (17) Aedes aegypti are breeding and biting. The state of Florida has has issued a Declaration of Public Health Emergency for 12 counties and reports 72 imported Zika illnesses through March 23, 2016. (18) The majority of these travel-associated Zika cases at this time are in Miami-Dade.

No one can predict when the first case of locally acquired Zika viral illness will be announced. All of the pieces are in place for that to occur. The vector species is active in South Florida. Imported cases of the illness are appearing with regularity in South Florida. When Zika arrives in the United States, this analysis provides a basis for determining if there is a correlation between an increase in cases of microcephaly and Zika viral illnesses.

References and Citations

  1. Kindhauser MK, Allen T, Frank V, Santhana RS & Dye C. Zika: the origin and spread of a mosquito-borne virus. Bulletin of the World Health Organization. E-pub: 9 Feb 2016. doi: http://dx.doi.org/10.2471/BLT.16.17108
  2. Zika Epidemiological Update 10 March 2016. PAHO.
  3. Zika virus disease in the United States, 2015–2016. CDC. http://www.cdc.gov/zika/geo/united-states.html
  4. Lima A, Lovin DD, Hickner PV, Severson DW. Evidence for an Overwintering Population of Aedes aegypti in Capitol Hill Neighborhood, Washington, DC. Am J Trop Med Hyg. 2016 Jan 6;94(1):231-5. doi: 10.4269/ajtmh.15-0351
  5. Blake JB. Yellow fever in eighteenth century America. Bulletin of the New York Academy of Medicine. 1968;44(6):673-686.
  6. Facts about Microcephaly. CDC. http://www.cdc.gov/ncbddd/birthdefects/microcephaly.html
  7. Microcephaly. Virginia Genetics Program, Virginia Department of Health. http://www.vdh.virginia.gov/livewell/programs/vacares/documents/Microcephaly.pdf
  8. Microcephaly in Children. Cleveland Clinic. http://my.clevelandclinic.org/childrens-hospital/health-info/diseases-conditions/hic-Microcephaly
  9. Microcephaly Symptoms & Causes. Boston Childrens Hospital. http://www.childrenshospital.org/conditions-and-treatments/conditions/microcephaly/symptoms-and-causes
  10. Births and Natality. CDC. http://www.cdc.gov/nchs/fastats/births.htm
  11. Major Birth Defects Data from Population-based Birth Defects Surveillance Programs in the United States, 2006-2010. National Center on Birth Defects and Developmental Disabilities, Centers for Disease Control and Prevention. http://www.nbdpn.org/docs/DataDirectory2013_NBDPN_AR.pdf
  12. KidsCount.org data center, http://datacenter.kidscount.org/data/tables/6038-total-births-by-race?loc=1&loct=1#detailed/1/any/true/133,38,35,18,17/5/12703
  13. Number of Births by Race. Kaiser Family Foundation.
  14. 1995 Arizona Birth Defects Monitoring Program Report. Arizona Department of Health Services. http://www.azdhs.gov/documents/preparedness/public-health-statistics/birth-defects-monitoring/reports/bdrpt95c.pdf
  15. Birth Defects in Connecticut 2001-2004. Connecticut Birth Defects Registry. http://www.ct.gov/dph/lib/dph/family_health/newborn_screening/pdf/ctbdr_report_2001-04.pdf
  16. Hawai‘i Birth Defects Surveillance Report. Hawai‘i State Department of Health. http://health.hawaii.gov/genetics/files/2013/04/HBD_Surveillance_Report_1986-2005.pdf
  17. Mosquitoes are ready for Zika in South Florida. Examiner.com. http://www.examiner.com/article/mosquitoes-are-ready-for-zika-south-florida
  18. Surgeon General Dr. John Armstrongs Daily Zika Update. Florida Department of Health. http://www.floridahealth.gov/newsroom/2016/03/032316-zika-update.html